-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HyPl1FTR9X3u42Vbv3ZrYfkYoXtBkESdDBMnRM0w9ZlcZxvA+JcrT1W+k3qAzdRi 40vXUjXHL0IfetxFsPWY9g== 0000950131-99-000763.txt : 19990211 0000950131-99-000763.hdr.sgml : 19990211 ACCESSION NUMBER: 0000950131-99-000763 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990210 GROUP MEMBERS: ANDREW W. CODE GROUP MEMBERS: BRIAN P. SIMMONS GROUP MEMBERS: CHS MANAGEMENT LIMITED PARTNERSHIP GROUP MEMBERS: CODE HENNESSY & SIMMONS LIMITED PARTNERSHIP ET AL GROUP MEMBERS: DANIEL J. HENNESSY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCP POOL CORP CENTRAL INDEX KEY: 0000945841 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISC DURABLE GOODS [5090] IRS NUMBER: 363926337 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-46743 FILM NUMBER: 99527978 BUSINESS ADDRESS: STREET 1: 109 NORTHPARK BLVD CITY: COVINGTON STATE: LA ZIP: 70433 BUSINESS PHONE: 5048925521 MAIL ADDRESS: STREET 2: 109 NORTHPARK BLVD 4TH FLOOR CITY: COVINGTON STATE: LA ZIP: 70433 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CODE HENNESSY & SIMMONS LIMITED PARTNERSHIP ET AL CENTRAL INDEX KEY: 0000937435 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363653669 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE STREET 2: SUITE 1375 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128761840 MAIL ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE STREET 2: SUITE 1375 CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G/A 1 SCHEDULE 13 G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* SCP Pool Corporation -------------------- (Name of Issuer) Common Stock, par value $.001 per share --------------------------------------- (Title of Class of Securities) 784028 10 2 ----------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). This amended Schedule 13G amends and restates the Reporting Persons' initial Schedule 13G, as amended. Page 1 of 18 Pages CUSIP NO. 784028 10 2 13G Page 2 of 18 Pages -------------- ============================================================================== NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Code, Hennessy & Simmons Limited Partnership 36-3653669 ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [x] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Illinois - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 None OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 None - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 None - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 0.0% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 784028 10 2 13G Page 3 of 18 Pages ----------- ============================================================================== NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CHS Management Limited Partnership 36-3597316 ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [x] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Illinois - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 None OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 None - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 None - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 0.0% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! =============================================================================== CUSIP NO. 784028 10 2 13G Page 4 of 18 Pages ------------- ============================================================================== NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON Andrew W. Code - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [x] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States Citizen - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 74,536 shares SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 58,663 shares OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 74,536 shares PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 58,663 shares - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 133,199 shares - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 1.1% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! - --------------------------- -------------------- CUSIP NO. 784028 10 2 13g Page 5 of 18 Pages -------------- - --------------------------- -------------------- =============================================================================== NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Daniel J. Hennessy - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [x] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States Citizen - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 75,561 shares SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 19,838 shares OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 75,561 shares PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 19,838 shares - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 95,399 shares - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 0.8% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN ============================================================================= * SEE INSTRUCTIONS BEFORE FILLING OUT! - --------------------------- ----------------------- CUSIP NO. 784028 10 2 13G Page 6 of 18 Pages -------------- --------------------------- ----------------------- =============================================================================== NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Brian P. Simmons - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [x] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States Citizen - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 81,461 shares SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 58,913 shares OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 81,461 shares PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 58,913 shares - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 140,374 shares - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 1.2% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN ============================================================================== * SEE INSTRUCTIONS BEFORE FILLING OUT! ============================================================================== CUSIP No. 784028 10 2 13G Page 7 of 18 Pages ---------------- - ------------------------------------------------------------------------------ SCHEDULE 13G ------------ Item 1(a) Name of Issuer: -------------- SCP Pool Corporation Item 1(b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 109 Northpark Boulevard Covington, Louisiana 70433-5001 Item 2(a) Name of Person Filing: --------------------- Pursuant to Rules 13d-1(k)(1) and (2) promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), the undersigned hereby file this Amendment No. 3 to Schedule 13G on behalf of Code, Hennessy & Simmons Limited Partnership, an Illinois limited partnership ("CHS"), CHS Management Limited Partnership, an Illinois limited partnership ("CHSM"), Andrew W. Code ("Code"), Daniel J. Hennessy ("Hennessy") and Brian P. Simmons ("Simmons"). The foregoing persons are sometimes hereinafter referred to collectively as the "Reporting Persons." The Reporting Persons are making this single, joint filing because they may be deemed to constitute a "group" within the meaning of Section 13(d)(3) of the Act, although neither the fact of this filing nor anything contained herein shall be deemed to be an admission by any of the Reporting Persons that such a "group" exists. Item 2(b) Address of Principal Business Office or, if none, Residence: ------------------------------------------------------------ CHS The address of CHS's principal business office is 10 South Wacker Drive, Suite 3175, Chicago, Illinois 60606. CHSM The address of CHSM's principal business office is 10 South Wacker Drive, Suite 3175, Chicago, Illinois 60606. Code The address of Code's principal business office is 10 South Wacker Drive, Suite 3175, Chicago, Illinois 60606. ============================================================================== CUSIP No. 784028 10 2 13G Page 8 of 18 Pages ---------------- - ------------------------------------------------------------------------------ Hennessy The address of Hennessy's principal business office is 10 South Wacker Drive, Suite 3175, Chicago, Illinois 60606. Simmons The address of Simmons's principal business office is 10 South Wacker Drive, Suite 3175, Chicago, Illinois 60606. Item 2(c) Citizenship: ----------- CHS The place of CHS's organization as a limited partnership is Illinois, the United States of America. CHSM The place of CHSM's organization as a limited partnership is Illinois, the United States of America. Code Mr. Code is a citizen of the United States of America. Hennessy Mr. Hennessy is a citizen of the United States of America. Simmons Mr. Simmons is a citizen of the United States of America. Item 2(d) Title of Class of Securities: ---------------------------- Common Stock, par value $.001 per share Item 2(e) CUSIP No.: --------- 784028 10 2 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c) , check whether the person filing is a: Not applicable. Item 4 Ownership: --------- The following information is provided in response to Item 4 of Schedule 13G and the percentages stated are based on a total of 11,639,434 shares of Common Stock outstanding as of ============================================================================== CUSIP No. 784028 10 2 13G Page 9 of 18 Pages ----------------- - ------------------------------------------------------------------------------ November 16, 1998, as determined from the Issuer's Form 10-Q filed with the Securities and Exchange Commission on November 16, 1998. (a) - (b) CHS CHS beneficially owns 0 shares of Common Stock, --- constituting 0.0% of the shares of Common Stock outstanding. CHSM CHSM is the sole general partner of CHS. CHSM ---- beneficially owns 0 shares of Common Stock, constituting 0.0% of the shares of Common Stock outstanding. Code Mr. Code is a general partner of CHSM. Mr. Code ---- beneficially owns 56,311 shares of Common Stock. Mr. Code holds options to purchase up to 16,875 shares of Common Stock which are currently exerciseable. Mr. Code also may be deemed, pursuant to Rule 13d-3 promulgated under the Act, to beneficially own 1,350 shares of Common Stock, constituting less than one percent of the shares of Common Stock outstanding, which are owned by minor children of Mr. Code who reside in his house. Mr. Code disclaims said beneficial ownership in the Common Stock held by his minor children. By reason of his status as a general partner of CHS Investors, a general partnership, Mr. Code may be deemed, pursuant to Rule 13d-3 promulgated under the Act, to beneficially own 2,663 shares of Common Stock held by CHS Investors, constituting less than one percent of the shares of Common Stock outstanding. Mr. Code disclaims said beneficial ownership in the Common Stock held by CHS Investors, except to the extent of his indirect beneficial interest as a general partner CHS Investors. Mr. Code also may be deemed, pursuant to Rule 13d-3 promulgated under the Act, to beneficially own 56,000 shares of Common Stock, constituting less than one percent of the shares of Common Stock outstanding, which are owned by a charitable foundation of which Mr. Code is a director, president, and the sole member, although neither Mr. Code nor any members of his immediate family have any pecuniary interest in such shares. Mr. Code disclaims said beneficial ownership in the Common Stock held by the charitable foundation. =============================================================================== CUSIP No. 784028 10 2 13G Page 10 of 18 Pages ---------------- - ------------------------------------------------------------------------------- Hennessy Mr. Hennessy is a general partner of CHSM. Mr. Hennessy -------- beneficially owns 73,311 shares of Common Stock. Mr. Hennessy also may be deemed, pursuant to Rule 13d-3 promulgated under the Act, to beneficially own 2,250 shares of Common Stock, constituting less than one percent of the shares of Common Stock outstanding, which are owned by minor children of Mr. Hennessy who reside in his house. Mr. Hennessy disclaims said beneficial ownership in the Common Stock held by his minor children. Mr. Hennessy also beneficially owns 675 shares of Common Stock, constituting less than one percent of the shares of Common Stock outstanding, which are owned by Mr. Hennessy and his wife as joint tenants. By reason of his status as a general partner of CHS Investors, a general partnership, Mr. Hennessy may be deemed, pursuant to Rule 13d-3 promulgated under the Act, to beneficially own 2,663 shares of Common Stock held by CHS Investors, constituting less than one percent of the shares of Common Stock outstanding. Mr. Hennessy disclaims said beneficial ownership in the Common Stock held by CHS Investors, except to the extent of his indirect beneficial interest as a general partner CHS Investors. Mr. Hennessy also may be deemed, pursuant to Rule 13d-3 promulgated under the Act, to beneficially own 16,500 shares of Common Stock, constituting less than one percent of the shares of Common Stock outstanding, which are owned by a charitable foundation of which Mr. Hennessy is a trustee, although neither Mr. Hennessy nor any members of his immediate family have any pecuniary interest in such shares. Mr. Hennessy disclaims said beneficial ownership in the Common Stock held by the charitable foundation. Simmons Mr. Simmons is a general partner of CHSM. Simmons ------- beneficially owns 81,461 shares of Common Stock. By reason of his status as a general partner of CHS Investors, a general partnership, Mr. Hennessy may be deemed, pursuant to Rule 13d-3 promulgated under the Act, to beneficially own 2,663 shares of Common Stock held by CHS Investors, constituting less than one percent of the shares of Common Stock outstanding. Mr. Hennessy disclaims said beneficial ownership in the Common Stock held by CHS Investors, except to the extent of his indirect beneficial interest as a general partner CHS Investors. ================================================================================ CUSIP No. 784028 10 2 13G Page 11 of 18 Pages ----------------- - -------------------------------------------------------------------------------- Mr. Simmons also beneficially owns 56,250 shares of Common Stock, constituting less than one percent of the shares of Common Stock outstanding, which are owned by Mr. Simmons and his wife as joint tenants. (c)(i-iv) CHS CHS has shared power to vote or direct the vote and shared --- power to dispose or direct the disposition of 0 shares of Common Stock. CHSM CHSM has shared power to vote or direct the vote and ---- shared power to dispose or direct the disposition of 0 shares of Common Stock. Code Mr. Code has the sole power to vote or direct the vote ---- and the sole power to dispose or direct the disposition of the 56,311 shares of Common Stock held by him, and Mr, Code may be deemed to have the sole power to vote or direct the vote and the sole power to dispose or direct the disposition of the 16,875 shares of Common Stock which may be acquired upon the exercise of stock options held by him. Mr. Code also has the sole power to vote or direct the vote and the sole power to dispose or direct the disposition of the 1,350 shares of Common Stock which are held by Mr. Code as Custodian under the Illinois Uniform Gift to Minors Act for minor children of Mr. Code who reside in his house. By reason of his status as a general partner of CHS Investors, a general partnership, Mr. Code may be deemed to have shared power to vote or direct the vote and shared power to dispose or direct the disposition of the 2,663 shares of Common Stock held by CHS Investors, constituting less than one percent of the shares of Common Stock outstanding. Mr. Code disclaims said beneficial ownership in the Common Stock held by CHS Investors, except to the extent of his indirect beneficial interest as a general partner CHS Investors. Mr. Code also may be deemed to have shared power to vote or direct the vote and shared power to dispose or direct the disposition of the 56,000 shares of Common Stock which are owned by a charitable foundation of which Mr. Code is a director, president, and sole member, although neither Mr. Code nor any members of his immediate family have any pecuniary interest in such shares. Mr. Code disclaims said ================================================================================ CUSIP No. 784028 10 2 13G Page 12 of 18 Pages ----------------- - -------------------------------------------------------------------------------- beneficial ownership in the Common Stock held by the charitable foundation. Hennessy Mr. Hennessy has the sole power to vote or direct the -------- vote and the sole power to dispose or direct the disposition of the 73,311 shares of Common Stock held by him. Mr. Hennessy also has the sole power to vote or direct the vote and the sole power to dispose or direct the disposition of the 2,250 shares of Common Stock which are held by Mr. Hennessy as Custodian under the Illinois Uniform Gift to Minors Act for minor children of Mr. Hennessy who reside in his house. Mr. Hennessy also has shared power to vote or direct the vote and shared power to dispose or direct the disposition of the 675 shares of Common Stock which are owned by Mr. Hennessy and his wife as joint tenants. By reason of his status as a general partner of CHS Investors, a general partnership, Mr. Hennessy may be deemed to have shared power to vote or direct the vote and shared power to dispose or direct the disposition of the 2,663 shares of Common Stock held by CHS Investors, constituting less than one percent of the shares of Common Stock outstanding. Mr. Hennessy disclaims said beneficial ownership in the Common Stock held by CHS Investors, except to the extent of his indirect beneficial interest as a general partner CHS Investors. Mr. Hennessy also may be deemed to have shared power to vote or direct the vote and shared power to dispose or direct the disposition of the 16,500 shares of Common Stock which are owned by a charitable foundation of which Mr. Hennessy is a trustee, although neither Mr. Hennessy nor any members of his immediate family have any pecuniary interest in such shares. Mr. Hennessy disclaims said beneficial ownership in the Common Stock held by the charitable foundation. Simmons Mr. Simmons has the sole power to vote or direct the ------- vote and the sole power to dispose or direct the disposition of the 81,461 shares of Common Stock held by him. By reason of his status as a general partner of CHS Investors, a general partnership, Mr. Simmons may be deemed to have shared power to vote or direct the vote and shared power to dispose or direct the disposition of the 2,663 shares of Common Stock held by CHS Investors, constituting less than one ================================================================================ CUSIP No. 784028 10 2 13G Page 13 of 18 Pages ----------------- - -------------------------------------------------------------------------------- percent of the shares of Common Stock outstanding. Mr. Simmons disclaims said beneficial ownership in the Common Stock held by CHS Investors, except to the extent of his indirect beneficial interest as a general partner CHS Investors. Mr. Simmons also has shared power to vote or direct the vote and shared power to dispose or direct the disposition of the 56,250 shares of Common Stock which are owned by Mr. Simmons and his wife as joint tenants. Item 5 Ownership of Five Percent or Less of a Class: -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than ten percent of the class of securities, check the following: [ X ]. Item 6 Ownership of More Than Five Percent on Behalf of Another Person: ------------------------------------------------ No other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock owned by any of the Reporting Persons. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable. Item 8 Identification and Classification of Members of the Group: ----------------------------------------------- This Amendment No. 3 to Schedule 13G is being filed pursuant to Rule 13d-2(b) and Rule 13d-1(d). Attached as Exhibit B is a complete and accurate list of each member of the group. See also Items 5 and 9. ================================================================================ CUSIP No. 784028 10 2 13G Page 14 of 18 Pages ----------------- - -------------------------------------------------------------------------------- Item 9 Notice of Dissolution of Group: ------------------------------ As stated on Exhibit B, the date of dissolution of this group was December 10, 1998. All further filings with respect to transactions in the security reported on will be filed, if required, by members of the group in their individual capacity. Item 10. Certification: ------------- Not applicable. ================================================================================ CUSIP No. 784028 10 2 13G Page 15 of 18 Pages ----------------- - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and behalf, I certify that the information set forth in this statement is true, complete and correct. Dated: February 8, 1999 CODE, HENNESSY & SIMMONS LIMITED PARTNERSHIP By: CHS MANAGEMENT LIMITED PARTNERSHIP, its general partner By: /s/ ANDREW W. CODE ----------------------- Andrew W. Code Its: General Partner CHS MANAGEMENT LIMITED PARTNERSHIP By: /s/ ANDREW W. CODE ----------------------- Andrew W. Code Its: General Partner /s/ ANDREW W. CODE ------------------------- Andrew W. Code /s/ DANIEL J. HENNESSY ------------------------- Daniel J. Hennessy /s/ BRIAN P. SIMMONS ------------------------ Brian P. Simmons ================================================================================ CUSIP No. 784028 10 2 13G Page 16 of 18 Pages ----------------- - -------------------------------------------------------------------------------- EXHIBIT INDEX Exhibit Document Description - ------- -------------------- A Agreement pursuant to Rule 13d-1(k)(1)(iii). B Schedule of members of group ================================================================================ CUSIP No. 784028 10 2 13G Page 17 of 18 Pages ----------------- - -------------------------------------------------------------------------------- EXHIBIT A TO SCHEDULE 13G Agreement Relating to the Filing of Joint Statements Pursuant to Rule 13d-1(k) ------------------------------------------ Pursuant to Rule 13d-1(k)(1)(iii) of the General Rules and Regulations of the Securities Exchange Act of 1934, as amended, the undersigned agree that the Schedule 13G to which this Exhibit is attached is filed on their behalf in the capacities set out below. Dated: February 8, 1999 CODE, HENNESSY & SIMMONS LIMITED PARTNERSHIP By: CHS MANAGEMENT LIMITED PARTNERSHIP, its general partner By: /s/ ANDREW W. CODE ---------------------------- Andrew W. Code Its: General Partner CHS MANAGEMENT LIMITED PARTNERSHIP By: /s/ ANDREW W. CODE ------------------------ Andrew W. Code Its: General Partner /s/ ANDREW W. CODE ------------------------- Andrew W. Code /s/ DANIEL J. HENNESSY ------------------------- Daniel J. Hennessy /s/ BRIAN P. SIMMONS ------------------------- Brian P. Simmons ================================================================================ CUSIP No. 784028 10 2 13G Page 18 of 18 Pages ----------------- - -------------------------------------------------------------------------------- EXHIBIT B TO SCHEDULE 13G The date of dissolution of this group was December 10, 1998. All further filings with respect to transactions in the security reported on will be filed, if required, by members of the group in their individual capacity. The following is a complete and accurate list of each member of the group: 1. Code, Hennessy & Simmons Limited Partnership; 2. CHS Management Limited Partnership; 3. Andrew W. Code; 4. Daniel J. Hennessy; and 5. Brian P. Simmons. -----END PRIVACY-ENHANCED MESSAGE-----